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Articles associated with this tag:
What Does a Democratic-Controlled Congress Mean for Financial Planning? Here’s What to Expect
Tue, Jan 19, 2021
........It also means heightened enforcement around conflicts of interests through the SEC’s Regulation Best Interest rule that went into effect last year to restrict unsavory practices by brokers and making sure they put clients’ interests ahead of ...
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By Reshma Kapadia in Barron's
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