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SEC Slams Almost All Robo-Advisors With Deficiency Letters
SEC Slams Almost All Robo-Advisors With Deficiency Letters Thu, Nov 11, 2021 As the number of robo-advisors explodes, the Securities and Exchange Commission has honed its examinations on interactive digital investment advisors, including those that offer discretionary advice, uncovering a wide swath of deficiencies at almost ... Read More
By TRACEY LONGO

Yahoo Money - Higher taxes may be on the way for wealthy Americans after House vote
Yahoo Money - Higher taxes may be on the way for wealthy Americans after House vote Wed, Sep 01, 2021 Wealthy people are bracing for potentially higher taxes that could hit their bank accounts as soon as this year, while lower- and middle-income Americans could end up enjoying tax breaks from Uncle Sam that were originally only temporary. Read More
By Denitsa Tsekova

INVEST IN YOU: READY. SET. GROW. Financial advisor, financial planner or robo-advisor? Here’s how to find the right help to manage your money
INVEST IN YOU: READY. SET. GROW. Financial advisor, financial planner or robo-advisor? Here’s how to find the right help to manage your money Mon, Aug 23, 2021 .......check for advisors who are regulated as fiduciaries because they are required by law to look out for their clients’ best interests. Read More
By Michelle Fox

How to choose a financial advisor: 6 tips for finding the right one
How to choose a financial advisor: 6 tips for finding the right one Fri, May 21, 2021 “Ultimately, you need to feel confident in the advisor’s competency, objectivity, and their responsiveness to your needs,” says Van Sant. “The advisor-client relationship, like many relationships, is built on trust and communication, so doing the pro... Read More
By James Royal at bankrate.com

How to Possibly Pay 0% in Taxes on Your Taxable Investment Gains
How to Possibly Pay 0% in Taxes on Your Taxable Investment Gains Thu, Apr 29, 2021 Don’t miss out: Certain people with low enough taxable income can sell stocks or mutual funds to convert their taxable gains into tax-free money. Here’s how... Read More
By by: Mike Piershale (as seen at Kiplinger.com)

The 3 things millionaires are doing today to maintain and grow their net worth
The 3 things millionaires are doing today to maintain and grow their net worth Fri, Mar 12, 2021 Financial planning, passive income and investing: The three ways millionaires build their net worth. Read More
By by Elizabeth Gravier

Can I Deduct My IRA On My Tax Return?
Can I Deduct My IRA On My Tax Return? Thu, Feb 25, 2021 Is a contribution to an individual retirement account (IRA) tax-deductible? For many of us, the short answer is: You bet! That’s what IRAs are for. However, there are rules and limits. Read More
By By Amy Fontinelle at Investopedia

Colby Donovan & Chris Cannon, CFA - Tamar Frankel: State of the Union with the Godmother of Fiduciary
Colby Donovan & Chris Cannon, CFA - Tamar Frankel: State of the Union with the Godmother of Fiduciary Tue, Feb 23, 2021 CFA Society of Orlando: Investors First Podcast 40: Tamar Frankel: State of the Union with the Godmother of Fiduciary hosted by Colby Donovan and Chris Cannon, CFA Read More

Fee-based vs. fee-only financial planners
Fee-based vs. fee-only financial planners Tue, Jan 26, 2021 Although “fee-based” and “fee-only” financial planners sound similar, they both have different fee structures and different obligations to investors. Here’s what you need to know about fee-based vs fee-only financial planners. Read More
By Bea Bishoff

What Does a Democratic-Controlled Congress Mean for Financial Planning? Here’s What to Expect
What Does a Democratic-Controlled Congress Mean for Financial Planning? Here’s What to Expect Tue, Jan 19, 2021 ........It also means heightened enforcement around conflicts of interests through the SEC’s Regulation Best Interest rule that went into effect last year to restrict unsavory practices by brokers and making sure they put clients’ interests ahead of ... Read More
By Reshma Kapadia in Barron's

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