As the number of robo-advisors explodes, the Securities and Exchange Commission has honed its examinations on interactive digital investment advisors, including those that offer discretionary advice, uncovering a wide swath of deficiencies at almost all firms in the nation.
Found this article helpful?
Share it with others who might benefit from this information.
©2025 FirsTrust, LLC. All rights reserved.
FirsTrust, LLC is a registered investment adviser with the Securities and Exchange Commission (SEC). Registration with the SEC does not imply a certain level of skill or training.
The information provided in this article is for educational and informational purposes only and should not be construed as investment, legal, or tax advice. Past performance is not indicative of future results. Different types of investments involve varying degrees of risk, and there can be no assurance that any specific investment or strategy will be profitable.
Please see our Form CRS and Form ADV for important disclosures about our firm.