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S.E.C. Tells Brokers to Work for You, but Don’t Skip the Fine Print as seen in The New York Times

November 14, 20241 min read

S.E.C. Tells Brokers to Work for You, but Don’t Skip the Fine Print as seen in The New York Times

……Advisers remain the best bet.

The safest course is picking an independent, fee-only advisor who makes an explicit promise to act as a fiduciary.