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SEC, CFP Board Accused Of Blurring Lines Between Advisors And Brokers As Board Reacts

By at fa-mag.com
Thu, Apr 16, 2020 at 3:20PM

SEC, CFP Board Accused Of Blurring Lines Between Advisors And Brokers As Board Reacts

The SEC and the CFP Board were criticized yesterday for adopting code of conduct rules that blur the longstanding line between fee-only registered investment advice and brokerage services by implying that conflicts of interest are acceptable.

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